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CRAIG THOMAS VANDEGRIFT
CRD#: 2266844
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
HOUSTON, TX 77027
Registration History
19952000200520102015202020252 FIRMS2002 - 2006 (3 years)2 FIRMS2006 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2002 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1995 - 1996 (1 year)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1994 - 1994 (<1 year)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1993 - 1994 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2002 (3 years)
License(s)

State Registrations

B
Alabama 11/11/2024

B
Nebraska 11/11/2024

B
Alaska 11/15/2024

IA
Nevada 8/30/2023

B
Arizona 11/15/2024

B
Nevada 11/15/2024

B
Arkansas 11/11/2024

B
New Hampshire 11/11/2024

B
California 11/15/2024

B
New Jersey 11/11/2024

B
Colorado 11/15/2024

B
New Mexico 11/15/2024

B
Connecticut 11/15/2024

B
New York 11/15/2024

B
Delaware 11/15/2024

B
North Carolina 11/15/2024

B
District of Columbia 11/11/2024

B
North Dakota 11/15/2024

IA
Florida 9/1/2023

B
Ohio 11/15/2024

B
Florida 11/11/2024

B
Oklahoma 11/11/2024

B
Georgia 11/15/2024

B
Oregon 11/11/2024

B
Hawaii 11/11/2024

B
Pennsylvania 11/11/2024

B
Idaho 11/15/2024

B
Puerto Rico 11/15/2024

IA
Illinois 12/8/2006

B
Rhode Island 11/15/2024

B
Illinois 11/15/2024

B
South Carolina 11/15/2024

B
Indiana 11/11/2024

B
South Dakota 11/11/2024

B
Iowa 11/15/2024

B
Tennessee 11/15/2024

B
Kansas 11/15/2024

B
Texas 12/8/2006

B
Kentucky 11/15/2024

IA
Texas 12/8/2006

B
Louisiana 11/15/2024

B
Utah 11/11/2024

B
Maine 11/11/2024

B
Vermont 11/11/2024

B
Maryland 11/11/2024

B
Virgin Islands 11/15/2024

B
Massachusetts 11/11/2024

IA
Virginia 12/8/2006

B
Michigan 11/11/2024

B
Virginia 11/15/2024

B
Minnesota 11/15/2024

B
Washington 11/15/2024

B
Mississippi 11/15/2024

B
West Virginia 11/15/2024

B
Missouri 11/15/2024

B
Wisconsin 11/15/2024

B
Montana 11/11/2024

B
Wyoming 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 12/8/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 12/8/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/13/2002 - 11/15/2006 MORGAN STANLEY (CRD#:7556) ADDISON, TX
B
12/13/2002 - 11/15/2006 MORGAN STANLEY DW INC. (CRD#:7556) ADDISON, TX
IA
11/16/1999 - 12/17/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CHICAGO, IL
B
04/07/1998 - 12/17/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/21/1995 - 04/19/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/13/1994 - 12/15/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/24/1993 - 12/15/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
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