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Detailed Report
KATIE S MEYERING
KATHLEEN S OGRADY, KATHLEEN SUSANNE OGRADY, KATHLEEN OGRADYWELLA
CRD#: 2266184
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 285 CLYDE MORRIS BOULEVARD
STREET 100
ORMOND BEACH, FL 32174
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2009 (13 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
Nevada 1/3/2011
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 1/3/2011
B
New York 6/1/2009
B
Connecticut 1/3/2011
B
North Carolina 1/3/2011
B
Florida 6/1/2009
B
Ohio 1/3/2011
IA
Florida 6/1/2009
B
Oregon 2/6/2025
B
Georgia 1/3/2011
B
Pennsylvania 1/3/2011
B
Hawaii 1/3/2011
B
South Carolina 1/3/2011
B
Illinois 2/3/2025
B
Tennessee 1/3/2011
B
Indiana 1/3/2011
B
Texas 1/3/2011
B
Maine 9/15/2023
IA
Texas 1/7/2011
B
Maryland 1/3/2011
B
Utah 1/9/2020
B
Massachusetts 1/3/2011
B
Vermont 5/28/2013
B
Mississippi 1/8/2013
B
Virginia 1/3/2011
B
Montana 12/11/2017
B
Washington 1/3/2011
B
Nebraska 8/26/2013
B
Wisconsin 2/25/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
285 CLYDE MORRIS BOULEVARD STREET 100, ORMOND BEACH, FL 32174
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
285 CLYDE MORRIS BOULEVARD STREET 100, ORMOND BEACH, FL 32174
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/07/1996 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ORMOND BEACH, FL
B
 03/05/1996 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ORMOND BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.