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Detailed Report
John Charles Smith Jr
CHUCK SMITH, JOHN SMITH
CRD#: 2265605
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 507 W MARTINTOWN RD
NORTH AUGUSTA, SC 29841
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2006 - Present (18 years)BEDWARD JONES (CRD# 250)1992 - Present (32 years)
License(s)

State Registrations

B
Alabama 11/10/1992
B
North Carolina 4/24/2007
B
California 3/14/2011
B
Ohio 1/7/2008
B
Colorado 4/17/2024
B
Pennsylvania 12/22/2020
B
Delaware 7/24/2024
B
South Carolina 11/9/1992
B
Florida 1/21/1993
IA
South Carolina 7/31/2006
B
Georgia 9/23/1992
B
Tennessee 8/5/2016
B
Kentucky 8/23/2021
B
Texas 11/6/2012
B
Louisiana 1/9/2008
IA
Texas 8/26/2014
B
Massachusetts 6/25/2012
B
Virginia 3/4/2009
B
New Jersey 4/1/2022
B
Washington 4/11/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
507 W MARTINTOWN RD, NORTH AUGUSTA, SC 29841
Registered with this firm since 7/31/2006
B
EDWARD JONES (CRD#:250)
507 W MARTINTOWN RD, NORTH AUGUSTA, SC 29841
Registered with this firm since 8/10/1992
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.