Individual Firm
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DAVID WEIGAND
DAVID RAYMOND WEIGAND
CRD#: 2265334
IA
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WELLS FARGO ADVISORSCRD#: 19616 6390 MAIN ST, STE 100
WILLIAMSVILLE, NY 14221
WILLIAMSVILLE, NY 14221
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Disclosures
32
Years of Experience
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State Registrations
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Alaska 3/6/2025
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Nevada 4/5/2023
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Arizona 4/5/2023
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New York 4/5/2023
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California 4/5/2023
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New York 4/5/2023
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Colorado 10/2/2023
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North Carolina 4/5/2023
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Connecticut 4/5/2023
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Pennsylvania 4/5/2023
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Florida 4/5/2023
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South Carolina 10/23/2024
SRO Registrations
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Registered with this firm since 4/5/2023
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Registered with this firm since 4/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/12/2021 - 04/26/2023 | ORCHARD PARK, NY | |
B | 03/28/2016 - 04/11/2023 | ORCHARD PARK, NY | |
IA | 03/28/2016 - 08/31/2017 | ORCHARD PARK, NY | |
IA | 10/22/2013 - 04/25/2016 | BUFFALO, NY | |
B | 10/22/2013 - 04/25/2016 | BUFFALO, NY | |
IA | 09/30/2013 - 11/08/2013 | WILLIAMSVILLE, NY | |
B | 09/27/2013 - 11/08/2013 | WILLIAMSVILLE, NY | |
IA | 02/21/2012 - 10/01/2013 | BUFFALO, NY | |
B | 02/21/2012 - 10/01/2013 | BUFFALO, NY | |
IA | 02/21/2012 - 03/08/2012 | WILLIAMSVILLE, NY | |
B | 02/17/2012 - 03/08/2012 | WILLIAMSVILLE, NY | |
IA | 01/31/2012 - 02/17/2012 | CHEEKTOWAGA, NY | |
B | 08/17/1992 - 02/17/2012 | CHEEKTOWAGA, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.