Individual Firm
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WILLIAM JOHN DEMARTINO
BILL DEMARTINO, William j DeMartino
CRD#: 2264262
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
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1/1/1998
Customer Dispute
Settled
State Registrations
B
Alabama 8/17/2022
B
Nevada 5/11/2020
B
California 4/23/2020
B
New York 4/23/2020
B
Colorado 4/23/2020
B
North Carolina 4/23/2020
B
Florida 4/23/2020
B
Oregon 4/23/2020
B
Georgia 4/23/2020
B
Pennsylvania 4/23/2020
IA
Georgia 5/7/2020
B
South Carolina 4/23/2020
B
Hawaii 4/23/2020
B
Texas 4/23/2020
B
Idaho 11/13/2020
IA
Texas 4/23/2020
B
Illinois 4/23/2020
B
Virginia 1/28/2021
B
Maryland 4/23/2020
B
Wyoming 4/23/2020
B
Massachusetts 4/23/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/23/2020
B
Registered with this firm since 4/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/06/2009 - 04/24/2020 | ALPHARETTA, GA | |
B | 03/06/2009 - 04/24/2020 | ALPHARETTA, GA | |
IA | 09/19/2002 - 03/26/2009 | ATLANTA, GA | |
B | 01/12/2001 - 03/26/2009 | ATLANTA, GA | |
B | 09/10/1992 - 01/25/2001 | NEW YORK, NY |
ALPHARETTA, GA
03/06/2009 - 04/24/2020
ALPHARETTA, GA
03/06/2009 - 04/24/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.