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Daniel P Roddy
DANIEL PATRICK RODDY
CRD#: 2263997
IA
B
EDWARD JONESCRD#: 250 1014 Gateway Boulevard
Suite 103
Boynton Beach, FL 33426
Suite 103
Boynton Beach, FL 33426
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
California 6/15/2023
B
Massachusetts 5/14/2021
B
Florida 5/14/2021
B
North Carolina 5/14/2021
IA
Florida 5/17/2021
B
South Carolina 6/15/2023
B
Maryland 1/12/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/17/2021
B
Registered with this firm since 5/14/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/28/2018 - 01/11/2021 | BOCA RATON, FL | |
B | 02/26/2018 - 01/11/2021 | BOCA RATON, FL | |
IA | 02/26/2018 - 12/31/2020 | Boca Raton, FL | |
IA | 04/05/2017 - 02/26/2018 | Boynton Beach, FL | |
B | 05/29/2008 - 02/26/2018 | BOYNTON BEACH, FL | |
B | 11/30/1998 - 05/28/2008 | WEST PALM BEACH, FL | |
B | 10/23/1997 - 11/04/1998 | NEW YORK, NY | |
B | 10/03/1995 - 11/26/1996 | PURCHASE, NY | |
B | 02/24/1995 - 10/04/1995 | NORTHRIDGE, CA | |
B | 01/14/1994 - 02/08/1995 | NEW YORK, NY | |
B | 09/21/1992 - 10/06/1993 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.