• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JENNIFER K STRONG
JENNIFER K PURDY, JENNIFER KATE PURDY, JENNIFER KATE SMITH
CRD#: 2263721
IA
Investment Adviser
B
Previous Broker
KATE CAPITAL GROUPCRD#: 334283 THOUSAND OAKS, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2024 (7 years)IAKATE CAPITAL GROUP (CRD# 334283)2025 - Present (<1 year)IAEAGLESON ARNDT FINANCIAL ADVISORS (CRD# 134098)2024 - Present (1 year)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2007 - 2009 (1 year)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2008 - 2009 (1 year)
License(s)

State Registrations

IA
California 1/12/2024

Current Registration(s)
IA
KATE CAPITAL GROUP (CRD#:334283)
THOUSAND OAKS, CA
Registered with this firm since 2/11/2025

IA
EAGLESON ARNDT FINANCIAL ADVISORS (CRD#:134098)
100 E. THOUSAND OAKS BLVD SUITE 174, THOUSAND OAKS, CA 91360
Registered with this firm since 1/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/09/2016 - 01/11/2024 LPL FINANCIAL LLC (CRD#:6413) WESTLAKE VILLAGE, CA
B
03/08/2016 - 01/11/2024 LPL FINANCIAL LLC (CRD#:6413) WESTLAKE VILLAGE, CA
IA
02/13/2015 - 03/08/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
01/19/2015 - 03/08/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
01/07/2008 - 06/05/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) VENTURA, CA
B
08/08/2007 - 06/05/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) VENTURA, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.