Individual Firm
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MICHAEL MARK MCGREGOR
MARK MCGREGOR, MICHAEL MARK MCGREGOR JR
CRD#: 2263066
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BROOKSTONE WEALTH ADVISORS, LLCCRD#: 137658 757 MALETA LANE
SUITE 204
CASTLE ROCK, CO 80108
SUITE 204
CASTLE ROCK, CO 80108
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Disclosures
32
Years of Experience
View By:
State Registrations
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California 10/20/2021
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Texas 10/20/2021
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Colorado 3/18/2019
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Registered with this firm since 3/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/02/2015 - 03/14/2019 | CASTLE ROCK, CO | |
IA | 01/03/2012 - 05/29/2015 | CASTLE ROCK, CO | |
B | 12/23/2011 - 05/29/2015 | CASTLE ROCK, CO | |
IA | 05/01/2015 - 05/28/2015 | Castle Rock, CO | |
B | 05/01/2015 - 05/28/2015 | Castle Rock, CO | |
B | 06/08/2011 - 12/31/2011 | CASTLE ROCK, CO | |
IA | 06/25/2008 - 07/01/2011 | CASTLE ROCK, CO | |
B | 05/30/2003 - 05/17/2011 | CASTLE ROCK, CO | |
IA | 08/26/2003 - 06/08/2009 | ROCKY RIVER, OH | |
IA | 01/01/1999 - 06/24/2003 | DENVER, CO | |
B | 09/12/2002 - 02/06/2003 | KNOXVILLE, TN | |
B | 09/01/1995 - 09/06/2002 | LAVISTA, NE | |
B | 05/14/1993 - 09/19/1995 | DALLAS, TX | |
B | 04/05/1995 - 04/27/1995 | NEWARK, DE | |
B | 08/17/1992 - 05/12/1993 | ROCHESTER, NY |
ROCKY RIVER, OH
08/26/2003 - 06/08/2009
ROCHESTER, NY
08/17/1992 - 05/12/1993
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.