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Detailed Report
ROMMEL SOMBILLO VALARAO
JOSE VALARAO, JOSE ROMMEL SOMBILLO VALARAO, ROMMEL VALARAO
CRD#: 2262678
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 San Marino, CA
Registration History
19952000200520102015202020252 FIRMS1998 - 1998 (<1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)BTD AMERITRADE, INC. (CRD# 7870)1999 - 2006 (7 years)BPEREGRINE BROKERAGE INC. (CRD# 27437)1997 - 1998 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 1997 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1992 - 1994 (2 years)
License(s)

State Registrations

B
Arizona 8/8/2018
B
Nevada 10/5/2015
B
Arkansas 4/12/2022
B
New Jersey 4/27/2016
B
California 8/7/2007
B
New Mexico 9/26/2019
IA
California 8/7/2007
B
New York 4/21/2016
B
Colorado 3/28/2013
B
Oklahoma 8/28/2023
B
Florida 2/20/2024
B
Oregon 1/8/2019
B
Georgia 10/10/2017
B
Texas 9/13/2007
B
Hawaii 10/6/2009
IA
Texas 12/6/2012
B
Kentucky 3/29/2022
B
Utah 2/20/2024
B
Maryland 2/20/2024
B
Virginia 1/3/2022
B
Michigan 2/20/2024
B
Washington 1/8/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
San Marino, CA
CWM Retail, Sales 3677 East Foothill Blvd., Pasadena, CA 91107
Registered with this firm since 8/7/2007
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
San Marino, CA
CWM Retail, Sales 3677 East Foothill Blvd., Pasadena, CA 91107
Registered with this firm since 8/7/2007
Previous Registration(s)
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IA
 01/04/2007 - 07/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PASADENA, CA
B
 01/04/2007 - 07/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PASADENA, CA
B
 06/01/1999 - 12/04/2006 TD AMERITRADE, INC. (CRD#:7870) BEVERLY HILLS, CA
B
 10/20/1998 - 11/18/1998 FUNDS DISTRIBUTOR, INC. (CRD#:7174) PORTLAND, ME
B
 07/10/1998 - 10/14/1998 MAM SECURITIES, LLC (CRD#:41140) SAN FRANCISCO, CA
B
 08/30/1997 - 02/09/1998 PEREGRINE BROKERAGE INC. (CRD#:27437)
B
 10/28/1994 - 08/28/1997 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 09/21/1992 - 09/23/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.