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RICHARD KENNETH ROSCELLI
CRD#: 2261940
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Investment Adviser
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Previous Broker
CARDEA CAPITAL ADVISORS, LLCCRD#: 307600 2520 NORTHWINDS PARKWAY
SUITE 315
ALPHARETTA, GA 30009
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (<1 year)IACARDEA CAPITAL ADVISORS, LLC (CRD# 307600)2024 - Present (1 year)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2015 - 2016 (<1 year)BSUMMITALLIANCE SECURITIES, L.L.C. (CRD# 45915)2012 - 2012 (<1 year)BVISION (CRD# 47927)2009 - 2010 (<1 year)IACOMPOUND PLANNING (CRD# 171787)2022 - 2024 (1 year)IABELPOINTE ASSET MANAGEMENT LLC (CRD# 143440)2017 - 2022 (5 years)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2016 - 2016 (<1 year)IACATHAY CONSULTANTS LTD. (CRD# 168661)2014 - 2015 (1 year)IAGREAT PACIFIC WEALTH MANAGEMENT (CRD# 166110)2013 - 2014 (<1 year)IATHE WEALTHCARE CENTER (CRD# 158910)2011 - 2012 (<1 year)
License(s)

State Registrations

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Georgia 2/12/2024

Current Registration(s)
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CARDEA CAPITAL ADVISORS, LLC (CRD#:307600)
2520 NORTHWINDS PARKWAY SUITE 315, ALPHARETTA, GA 30009
Registered with this firm since 2/12/2024

Previous Registration(s)
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07/11/2022 - 05/01/2024 COMPOUND PLANNING (CRD#:171787) Las Vegas, NV
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01/26/2017 - 07/08/2022 BELPOINTE ASSET MANAGEMENT LLC (CRD#:143440) Henderson, NV
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01/04/2016 - 06/08/2016 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) LAS VEGAS, NV
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11/10/2015 - 06/08/2016 NATIONAL SECURITIES CORPORATION (CRD#:7569) LAS VEGAS, NV
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09/17/2014 - 11/13/2015 CATHAY CONSULTANTS LTD. (CRD#:168661) HENDERSON, NV
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12/09/2013 - 09/09/2014 GREAT PACIFIC WEALTH MANAGEMENT (CRD#:166110) GRANTS PASS, OR
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12/22/2011 - 06/02/2012 THE WEALTHCARE CENTER (CRD#:158910) HENDERSON, NV
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02/13/2012 - 05/07/2012 SUMMITALLIANCE SECURITIES, L.L.C. (CRD#:45915) HENDERSON, NV
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12/21/2009 - 10/06/2010 VISION (CRD#:47927) STAMFORD, CT
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08/17/1992 - 01/06/1993 METLIFE SECURITIES INC. (CRD#:14251)
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08/17/1992 - 01/06/1993 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095)
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Investment Adviser
Disclosures
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