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ADAM NICHOLAS ANTONIADES
CRD#: 2261744
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
CETERA ADVISORS LLCCRD#: 10299 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 9/8/2022
B
Mississippi 9/8/2022
B
Arizona 9/8/2022
B
Missouri 9/8/2022
B
Arkansas 9/8/2022
B
Montana 9/8/2022
B
California 6/27/2014
B
New Hampshire 9/8/2022
IA
California 5/20/2015
B
New Jersey 9/8/2022
B
Colorado 9/8/2022
B
New Mexico 9/8/2022
B
Connecticut 9/8/2022
B
New York 9/8/2022
B
Delaware 9/8/2022
B
North Dakota 9/8/2022
B
District of Columbia 9/8/2022
B
Oklahoma 9/8/2022
B
Florida 9/8/2022
B
Oregon 9/8/2022
B
Georgia 9/8/2022
B
Puerto Rico 9/8/2022
B
Idaho 9/8/2022
B
Rhode Island 9/8/2022
B
Illinois 9/8/2022
B
South Carolina 9/8/2022
B
Indiana 9/8/2022
B
South Dakota 9/8/2022
B
Iowa 9/8/2022
B
Texas 9/8/2022
B
Kansas 9/8/2022
IA
Texas 2/13/2023
B
Kentucky 9/8/2022
B
Utah 9/8/2022
B
Maine 9/8/2022
B
Virginia 9/8/2022
B
Maryland 9/8/2022
B
Washington 9/8/2022
B
Michigan 9/8/2022
B
Wisconsin 9/8/2022
B
Minnesota 9/8/2022
B
Wyoming 9/8/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/20/2015
B
Registered with this firm since 6/27/2014
B
Registered with this firm since 6/27/2014
B
Registered with this firm since 6/27/2014
B
Registered with this firm since 6/27/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2015 - 04/04/2025 | SAN DIEGO, CA | |
IA | 06/27/2014 - 06/29/2023 | EL SEGUNDO, CA | |
B | 06/13/2005 - 09/08/2022 | SAN DIEGO, CA | |
IA | 07/02/2012 - 12/11/2015 | SAN DIEGO, CA | |
IA | 06/13/2005 - 07/02/2012 | SAN DIEGO, CA | |
IA | 08/24/2004 - 11/17/2006 | CHICAGO, IL | |
B | 08/23/2004 - 11/17/2006 | CHICAGO, IL | |
IA | 11/17/2004 - 06/13/2005 | ALAMO, CA | |
B | 11/11/2004 - 06/13/2005 | ALAMO, CA | |
B | 09/18/1997 - 10/01/2004 | SAN DIEGO, CA | |
IA | 04/26/1996 - 09/14/2004 | SAN DIEGO, CA | |
B | 10/27/1994 - 09/14/2004 | SAN DIEGO, CA | |
B | 09/28/1994 - 02/28/1995 | NEW YORK, NY | |
B | 09/02/1994 - 09/16/1994 | LA JOLLA, CA |
CHICAGO, IL
08/23/2004 - 11/17/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.