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NATHAN MICHAEL FORET
Nat Foret, Nathan Foret
CRD#: 2261645
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1100 POYDRAS ST
STE 1000
NEW ORLEANS, LA 70163-1000
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1997 (<1 year)2 FIRMS2009 - Present (15 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)1997 - 2009 (12 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2003 - 2009 (6 years)
Disclosure(s)
View By:
1/25/2021
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/5/2009

B
Missouri 11/20/2020

B
Arizona 11/17/2020

B
Nevada 11/20/2020

B
Arkansas 10/5/2009

B
New Jersey 11/20/2020

B
California 10/5/2009

B
New Mexico 5/31/2016

B
Colorado 10/5/2009

B
New York 10/16/2014

B
Florida 10/5/2009

B
North Carolina 10/5/2009

B
Georgia 10/16/2014

B
Oklahoma 11/20/2020

B
Illinois 10/5/2009

B
Pennsylvania 11/20/2020

B
Kansas 11/22/2011

B
South Carolina 8/21/2013

B
Kentucky 12/7/2010

B
Tennessee 7/11/2016

B
Louisiana 10/5/2009

B
Texas 10/5/2009

IA
Louisiana 7/20/2015

IA
Texas 10/5/2009

B
Maine 5/4/2016

B
Vermont 12/16/2020

B
Maryland 11/20/2020

B
Virginia 10/5/2009

B
Massachusetts 10/31/2016

B
Washington 10/5/2009

B
Michigan 9/17/2019

B
West Virginia 11/20/2020

B
Minnesota 3/5/2015

B
Wisconsin 11/11/2024

B
Mississippi 10/5/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1100 POYDRAS ST STE 1000, NEW ORLEANS, LA 70163-1000
Covington, LA
Registered with this firm since 10/5/2009

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1100 POYDRAS ST STE 1000, NEW ORLEANS, LA 70163-1000
Covington, LA
Registered with this firm since 10/5/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) NEW ORLEANS, LA
B
02/24/1997 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) NEW ORLEANS, LA
B
06/03/1996 - 02/25/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/03/1996 - 02/25/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.