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Detailed Report
STEVEN A LOBASSO
STEVEN ALFONSO LOBASSO
CRD#: 2260647
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1992 - 2007 (14 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 11/7/2024
B
New Hampshire 6/1/2009
B
Arizona 1/25/2021
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 5/10/2016
B
New Mexico 6/1/2009
B
Connecticut 6/1/2009
B
New York 6/1/2009
IA
Connecticut 6/1/2009
IA
New York 6/16/2021
B
Delaware 1/6/2021
B
North Carolina 6/1/2009
B
District of Columbia 7/12/2010
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 2/21/2024
B
Georgia 6/1/2009
B
Oregon 3/25/2020
B
Hawaii 5/11/2021
B
Pennsylvania 6/1/2009
B
Illinois 3/25/2015
B
Rhode Island 6/1/2009
B
Indiana 3/6/2013
B
South Carolina 6/1/2009
B
Kansas 6/1/2009
B
Tennessee 3/7/2024
B
Louisiana 3/23/2021
B
Texas 5/2/2016
B
Maine 6/1/2009
IA
Texas 4/23/2020
B
Maryland 12/4/2020
B
Utah 7/8/2016
B
Massachusetts 6/1/2009
B
Vermont 6/1/2009
B
Michigan 11/7/2014
B
Virginia 6/4/2015
B
Minnesota 8/26/2013
B
Washington 6/1/2009
B
Missouri 6/1/2009
B
Wisconsin 3/9/2017
B
Nevada 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/01/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GREENWICH, CT
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GREENWICH, CT
B
 07/27/1992 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.