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Detailed Report
LEE ANN LIEN
LEEANN LIEN, LEEANN LUSK
CRD#: 2260086
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 591 THEATER RD
ONALASKA, WI 54650
Registration History
19952000200520102015202020252 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2001 (<1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1996 - 2000 (4 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1992 - 1995 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)
License(s)

State Registrations

B
Alabama 8/9/2022
B
Missouri 12/6/2012
B
Arizona 1/3/2011
B
Montana 10/23/2020
B
Arkansas 10/23/2020
B
New York 1/16/2024
B
California 1/3/2011
B
Ohio 11/27/2024
B
Colorado 2/6/2024
B
South Dakota 4/13/2016
B
Florida 1/3/2011
B
Texas 5/23/2013
B
Idaho 12/7/2022
IA
Texas 5/24/2013
B
Iowa 1/3/2011
B
Virginia 1/27/2017
B
Massachusetts 10/23/2020
B
Wisconsin 1/3/2011
B
Minnesota 1/3/2011
IA
Wisconsin 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
591 THEATER RD, ONALASKA, WI 54650
HOLMEN, WI
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
591 THEATER RD, ONALASKA, WI 54650
HOLMEN, WI
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/30/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) EAU CLAIRE, WI
B
 12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) EAU CLAIRE, WI
B
 12/13/2000 - 03/13/2001 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 03/04/1996 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 10/02/1992 - 12/06/1995 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.