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ELENA MARIE LOPEZ
CRD#: 2259903
IA
B
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Suite 120
Menlo Park, CA 94025
0
Disclosures
31
Years of Experience
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State Registrations
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Alabama 6/1/2009
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Nebraska 6/1/2009
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Alaska 6/19/2012
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Nevada 6/1/2009
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Arizona 6/1/2009
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New Hampshire 6/19/2012
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Arkansas 6/19/2012
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New Jersey 6/1/2009
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California 6/1/2009
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New Mexico 6/19/2012
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California 6/1/2009
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New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/19/2012
B
Connecticut 9/23/2009
B
North Dakota 6/19/2012
B
Delaware 6/1/2009
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Ohio 6/19/2012
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District of Columbia 6/19/2012
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Oklahoma 6/1/2009
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Florida 6/1/2009
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Oregon 6/1/2009
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Georgia 6/19/2012
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Pennsylvania 6/19/2012
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Hawaii 6/1/2009
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Puerto Rico 6/19/2012
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Idaho 6/1/2009
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Rhode Island 6/19/2012
B
Illinois 6/1/2009
B
South Carolina 4/26/2010
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Indiana 6/19/2012
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South Dakota 6/19/2012
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Iowa 6/19/2012
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Tennessee 6/1/2009
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Kansas 6/19/2012
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Texas 6/1/2009
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Kentucky 6/19/2012
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Texas 2/11/2014
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Louisiana 6/19/2012
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Utah 6/1/2009
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Maine 6/19/2012
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Vermont 6/19/2012
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Maryland 6/1/2009
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Virgin Islands 6/19/2012
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Massachusetts 6/1/2009
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Virginia 6/1/2009
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Michigan 6/19/2012
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Washington 6/1/2009
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Minnesota 6/1/2009
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West Virginia 6/19/2012
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Mississippi 6/19/2012
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Wisconsin 8/19/2010
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Missouri 6/19/2012
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Wyoming 6/19/2012
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Montana 6/19/2012
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2004 - 06/01/2009 | MENLO PARK, CA | |
B | 12/15/2004 - 06/01/2009 | MENLO PARK, CA | |
IA | 11/02/1998 - 12/16/2004 | PALO ALTO, CA | |
B | 08/09/1996 - 12/16/2004 | PURCHASE, NY | |
B | 04/11/1995 - 08/15/1996 | WEEHAWKEN, NJ | |
B | 11/30/1994 - 04/05/1995 | ST. LOUIS, MO | |
B | 11/09/1993 - 11/14/1994 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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