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PAUL TSUTOMU CARR
PAUL T CARR
CRD#: 2259633
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 999 3RD AVE
[WV-RBO]
SEATTLE, WA 98104
Registration History
19952000200520102015202020252 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2009 (10 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1998 - 1999 (1 year)BSEAFIRST INVESTMENT SERVICES, INC. (CRD# 17411)1993 - 1998 (5 years)BPNMR SECURITIES, INC. (CRD# 19061)1994 - 1995 (<1 year)BCOWLES, SABOL & COMPANY, INCOR... (CRD# 13092)1992 - 1993 (<1 year)BFORTIS INVESTORS, INC. (CRD# 421)1992 - 1992 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2009 (11 years)
Disclosure(s)
View By:
6/25/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/30/2016

B
Texas 9/30/2016

B
California 11/7/2018

IA
Texas 9/30/2016

B
Colorado 3/14/2021

B
Virginia 5/5/2022

B
Michigan 9/25/2018

B
Washington 9/30/2016

B
Montana 1/16/2024

IA
Washington 9/30/2016

B
Oregon 2/28/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
999 3RD AVE [WV-RBO], SEATTLE, WA 98104
NEWCASTLE, WA
Registered with this firm since 9/30/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
999 3RD AVE [WV-RBO], SEATTLE, WA 98104
NEWCASTLE, WA
Registered with this firm since 9/30/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/07/2014 - 10/07/2016 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) Bellevue, WA
B
11/07/2014 - 10/07/2016 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) Bellevue, WA
IA
10/16/2009 - 11/10/2014 MCADAMS WRIGHT RAGEN, INC. (CRD#:45899) BELLEVUE, WA
B
10/16/2009 - 11/07/2014 MCADAMS WRIGHT RAGEN, INC. (CRD#:45899) BELLEVUE, WA
IA
07/01/1998 - 10/19/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TACOMA, WA
B
07/12/1999 - 10/19/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TACOMA, WA
B
07/01/1998 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
07/24/1993 - 07/01/1998 SEAFIRST INVESTMENT SERVICES, INC. (CRD#:17411) SEATTLE, WA
B
07/13/1994 - 04/19/1995 PNMR SECURITIES, INC. (CRD#:19061) BOSTON, MA
B
10/14/1992 - 04/26/1993 COWLES, SABOL & COMPANY, INCORPORATED (CRD#:13092) CAMARILLO, CA
B
07/27/1992 - 10/19/1992 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.