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Detailed Report
DAVID LEE BOYER
CRD#: 2259184
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1250 BROADCASTING RD
[L4-RBO]
WYOMISSING, PA 19610
Registration History
19952000200520102015202020252 FIRMS1993 - 1995 (1 year)IAWELLS FARGO ADVISORS (CRD# 19616)2003 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (2 years)BFIRST CLEARING CORPORATION (CRD# 17344)1996 - 1998 (2 years)BMERIDIAN SECURITIES, INC. (CRD# 16468)1995 - 1996 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1992 - 1993 (<1 year)
Disclosure(s)
View By:
1/28/2004
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/1/2000
B
Oregon 9/19/2023
B
Connecticut 11/20/2024
B
Pennsylvania 10/1/2000
B
Delaware 9/17/2024
IA
Pennsylvania 6/3/2003
B
Florida 7/15/2004
B
South Carolina 1/14/2025
B
Indiana 2/25/2022
B
Tennessee 3/31/2020
B
Kansas 10/5/2018
B
Virginia 8/11/2016
B
Maryland 8/21/2002
B
Washington 11/26/2024
B
New Jersey 10/1/2000
B
West Virginia 6/24/2014
B
North Carolina 11/6/2017
B
Wisconsin 8/25/2020
B
Ohio 3/10/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1250 BROADCASTING RD [L4-RBO], WYOMISSING, PA 19610
Registered with this firm since 6/3/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1250 BROADCASTING RD [L4-RBO], WYOMISSING, PA 19610
Registered with this firm since 10/1/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/06/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 08/19/1996 - 09/03/1998 FIRST CLEARING CORPORATION (CRD#:17344) ST. LOUIS, MO
B
 05/10/1995 - 08/19/1996 MERIDIAN SECURITIES, INC. (CRD#:16468)
B
 07/08/1993 - 02/23/1995 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 07/08/1993 - 02/23/1995 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 08/03/1992 - 06/29/1993 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.