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Detailed Report
ELISABETH MARIE MESQUIT
LISA MESQUIT, ELISABETH MARIE MUSTIN, LISA MUSTIN
CRD#: 2258483
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Investment Adviser
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Previous Broker
SOARING INVESTMENT MANAGEMENT, LLCCRD#: 305273 PORTLAND, OR
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (3 years)IASOARING INVESTMENT MANAGEMENT, LLC (CRD# 305273)2019 - Present (5 years)
License(s)

State Registrations

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California 3/10/2025
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Oregon 9/18/2019
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New York 2/27/2025
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Texas 1/9/2020
Current Registration(s)
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SOARING INVESTMENT MANAGEMENT, LLC (CRD#:305273)
PORTLAND, OR
Registered with this firm since 9/18/2019
Previous Registration(s)
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 09/17/2015 - 08/26/2019 SCF INVESTMENT ADVISORS, INC. (CRD#:123608) BEAVERTON, OR
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 09/30/2015 - 08/26/2019 SCF SECURITIES, INC. (CRD#:47275) BEAVERTON, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.