Individual Firm
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SHAWN THOMAS HINES
CRD#: 2258451
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1620 W Highland St
Allentown, PA 18102
Allentown, PA 18102
LPL FINANCIAL LLCCRD#: 6413 1620 W HIGHLAND ST
ALLENTOWN, PA 18102
ALLENTOWN, PA 18102
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1/3/2005
Customer Dispute
Denied
State Registrations
B
Florida 1/11/2025
B
Pennsylvania 9/15/2014
B
Maryland 1/5/2021
IA
Pennsylvania 9/17/2014
B
New Jersey 9/12/2014
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/17/2014
B
Registered with this firm since 9/12/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2012 - 08/27/2014 | CENTER VALLEY, PA | |
B | 12/17/2012 - 08/27/2014 | CENTER VALLEY, PA | |
IA | 10/21/2011 - 12/20/2012 | NEWTOWN SQUARE, PA | |
B | 11/08/2002 - 12/20/2012 | NEWTOWN SQUARE, PA | |
B | 04/29/2011 - 05/12/2011 | OREFIELD, PA | |
B | 06/14/1993 - 11/27/2002 | NEW YORK, NY | |
B | 08/24/2001 - 12/31/2001 | NEW YORK, NY | |
B | 09/24/1992 - 04/21/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.