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NORA PHELAN CLIFFORD
Nora Clifford, NORA M PHELAN, NORA MARIE PHELAN, NORA PHELAN
CRD#: 2256845
IA
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STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 GREENBRAE, CA
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Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 2/9/2023
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Nebraska 2/9/2023
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Alaska 2/15/2023
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Nevada 2/15/2023
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Arizona 2/10/2023
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New Hampshire 2/16/2023
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Arkansas 2/27/2023
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New Jersey 2/21/2023
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California 2/9/2023
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New Mexico 2/9/2023
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California 3/31/2025
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New York 2/9/2023
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Colorado 2/10/2023
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North Carolina 2/9/2023
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Connecticut 1/18/2023
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North Dakota 2/14/2023
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Delaware 2/10/2023
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Ohio 1/19/2023
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District of Columbia 1/19/2023
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Oklahoma 2/13/2023
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Florida 1/19/2023
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Oregon 2/9/2023
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Georgia 2/13/2023
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Pennsylvania 2/10/2023
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Hawaii 2/23/2023
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Puerto Rico 1/30/2023
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Idaho 1/19/2023
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Rhode Island 2/13/2023
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Illinois 2/17/2023
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South Carolina 2/13/2023
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Indiana 2/10/2023
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South Dakota 2/13/2023
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Iowa 2/10/2023
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Tennessee 2/10/2023
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Kansas 2/9/2023
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Texas 2/9/2023
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Kentucky 2/9/2023
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Texas 3/31/2025
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Louisiana 2/10/2023
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Utah 2/9/2023
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Maine 1/18/2023
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Vermont 2/10/2023
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Maryland 1/19/2023
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Virgin Islands 2/10/2023
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Massachusetts 2/10/2023
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Virginia 2/9/2023
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Michigan 2/13/2023
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Washington 2/9/2023
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Minnesota 3/8/2023
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West Virginia 2/9/2023
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Mississippi 2/9/2023
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Wisconsin 2/9/2023
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Missouri 2/9/2023
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Wyoming 2/9/2023
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Montana 2/14/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/31/2025
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Registered with this firm since 1/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/16/2023 - 03/31/2025 | GREENBRAE, CA | |
IA | 01/06/2022 - 10/05/2022 | Greenbrae, CA | |
IA | 03/11/2019 - 11/16/2021 | SAN RAFAEL, CA | |
B | 01/31/2019 - 11/16/2021 | SAN RAFAEL, CA | |
B | 05/05/2012 - 05/09/2013 | SAN FRANCISCO, CA | |
B | 09/12/2002 - 05/21/2012 | SAN FRANCISCO, CA | |
B | 06/14/1999 - 04/27/2001 | NEW YORK, NY | |
B | 09/29/1998 - 06/14/1999 | BALTIMORE, MD | |
B | 03/20/1996 - 08/14/1998 | NEW YORK, NY | |
B | 07/06/1994 - 02/13/1996 | NEW YORK, NY | |
B | 03/23/1994 - 06/20/1994 | NEW YORK, NY | |
B | 10/11/1992 - 01/07/1994 | SAN FRANCISCO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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