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Detailed Report
Jason S. Handwerger
JASON SIDNEY HANDWERGER
CRD#: 2255642
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 63 PRINCETON HIGHSTOWN RD.
WEST WINDSOR, NJ 08550
Registration History
19952000200520102015202020252 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2008 (6 years)BCIBC WORLD MARKETS CORP. (CRD# 630)2000 - 2001 (1 year)BTFS SECURITIES, INC. (CRD# 20626)1998 - 2000 (2 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1996 - 1997 (1 year)BUNITED SECURITIES ALLIANCE, INC. (CRD# 36487)1995 - 1996 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)1995 - 1995 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2008 (5 years)
License(s)

State Registrations

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Arizona 9/10/2018
IA
New Jersey 10/1/2012
B
California 4/11/2013
B
New Mexico 1/12/2016
B
Connecticut 10/1/2012
B
New York 10/1/2012
B
Delaware 10/22/2013
B
North Carolina 10/1/2012
B
Florida 10/1/2012
B
Oregon 10/14/2019
B
Georgia 2/25/2021
B
Pennsylvania 10/1/2012
B
Hawaii 7/20/2016
B
South Carolina 10/21/2014
B
Iowa 12/1/2021
B
Tennessee 8/22/2019
B
Maryland 10/1/2012
B
Texas 5/8/2014
B
Massachusetts 6/20/2014
IA
Texas 5/9/2014
B
Michigan 4/18/2016
B
Virginia 8/6/2018
B
Nevada 4/3/2023
B
Washington 10/1/2012
B
New Hampshire 10/1/2012
B
Wisconsin 10/14/2015
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New Jersey 10/1/2012

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
63 PRINCETON HIGHSTOWN RD., WEST WINDSOR, NJ 08550
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
63 PRINCETON HIGHSTOWN RD., WEST WINDSOR, NJ 08550
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WEST WINDSOR, NJ
B
 06/01/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WEST WINDSOR, NJ
IA
 03/05/2009 - 05/25/2010 PNC INVESTMENTS (CRD#:129052) HAMILTON, NJ
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 03/05/2009 - 05/25/2010 PNC INVESTMENTS (CRD#:129052) HAMILTON, NJ
IA
 10/29/2003 - 12/26/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SOMERSET, NJ
B
 02/19/2002 - 12/26/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) SOMERSET, NJ
B
 03/16/2000 - 05/31/2001 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 03/13/1998 - 04/26/2000 TFS SECURITIES, INC. (CRD#:20626) LINCROFT, NJ
B
 09/23/1996 - 12/31/1997 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 03/31/1995 - 09/18/1996 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) GREENWOOD VILLAGE, CO
B
 03/02/1995 - 03/31/1995 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.