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Detailed Report
BRENDAN PATRICK DWYER
CRD#: 2255381
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1977 NORRISTOWN RD
MAPLE GLEN, PA 19002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BMAXIM GROUP LLC (CRD# 120708)2010 - 2010 (<1 year)BG-2 TRADING,LLC (CRD# 44018)2009 - 2010 (<1 year)BACCESS SECURITIES, INC. (CRD# 22455)2009 - 2009 (<1 year)BBOENNING & SCATTERGOOD, INC. (CRD# 100)2008 - 2009 (1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2006 - 2008 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (1 year)BHERZOG, HEINE, GEDULD, LLC (CRD# 2186)1997 - 2002 (4 years)
License(s)

State Registrations

B
Arizona 10/16/2017
B
North Carolina 9/19/2018
B
California 10/5/2015
B
Pennsylvania 10/5/2015
B
Delaware 10/28/2015
IA
Pennsylvania 10/5/2015
B
Florida 10/5/2015
B
South Carolina 5/25/2017
B
Georgia 2/3/2022
B
Tennessee 2/3/2022
B
Louisiana 2/17/2017
B
Texas 3/6/2019
B
Maryland 2/3/2022
IA
Texas 3/12/2019
B
New Jersey 10/5/2015
B
Virginia 4/23/2022
B
New York 10/5/2015
B
Wyoming 2/3/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1977 NORRISTOWN RD, MAPLE GLEN, PA 19002
Registered with this firm since 10/5/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1977 NORRISTOWN RD, MAPLE GLEN, PA 19002
Registered with this firm since 10/5/2015
Previous Registration(s)
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IA
 05/22/2013 - 10/14/2015 MORGAN STANLEY (CRD#:149777) DOYLESTOWN, PA
B
 04/10/2013 - 10/14/2015 MORGAN STANLEY (CRD#:149777) DOYLESTOWN, PA
B
 03/24/2011 - 05/16/2011 G-2 TRADING,LLC (CRD#:44018) NEW YORK, NY
B
 01/06/2011 - 03/24/2011 MADISON PROPRIETARY TRADING GROUP, LLC (CRD#:139818) NEW YORK, NY
B
 08/03/2010 - 11/30/2010 MAXIM GROUP LLC (CRD#:120708) NEW YORK, NY
B
 12/07/2009 - 01/27/2010 G-2 TRADING,LLC (CRD#:44018) NEW YORK, NY
B
 07/06/2009 - 12/02/2009 ACCESS SECURITIES, INC. (CRD#:22455) STAMFORD, CT
B
 03/17/2008 - 06/23/2009 BOENNING & SCATTERGOOD, INC. (CRD#:100) WEST CONSHOHOCKEN, PA
B
 06/01/2006 - 02/25/2008 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
 03/11/2002 - 03/03/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/01/1997 - 03/04/2002 HERZOG, HEINE, GEDULD, LLC (CRD#:2186) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.