Individual Firm
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BRADLEY SCOTT DICKENS
BRAD S. DICKENS, BRAD DICKENS
CRD#: 2255295
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 Two Franklin Park
6700 Tower Circle, Ste. 200
Franklin, TN 37067
6700 Tower Circle, Ste. 200
Franklin, TN 37067
View By:
5/10/2002
Customer Dispute
Denied
State Registrations
B
Alabama 7/5/2018
B
Missouri 7/5/2018
B
Arizona 7/5/2018
B
New Hampshire 7/5/2018
B
California 7/5/2018
B
New Jersey 7/5/2018
B
Colorado 7/5/2018
B
New York 7/5/2018
B
Connecticut 9/11/2018
B
North Carolina 7/5/2018
B
Florida 7/5/2018
B
Ohio 12/22/2022
B
Georgia 7/5/2018
B
South Carolina 12/22/2022
B
Illinois 7/5/2018
B
Tennessee 7/5/2018
B
Indiana 8/30/2018
IA
Tennessee 7/11/2018
B
Kansas 7/5/2018
B
Texas 7/5/2018
B
Kentucky 7/5/2018
IA
Texas 9/24/2018
B
Maine 11/13/2018
B
Virginia 7/5/2018
B
Maryland 7/5/2018
B
Washington 7/5/2018
B
Michigan 7/5/2018
B
West Virginia 9/8/2023
B
Mississippi 7/5/2018
B
Wisconsin 2/18/2021
SRO Registrations
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/11/2018
B
Registered with this firm since 7/5/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2004 - 07/09/2018 | BRENTWOOD, TN | |
B | 07/28/2000 - 07/09/2018 | BRENTWOOD, TN | |
B | 05/05/1998 - 08/02/2000 | MEMPHIS, TN | |
B | 05/27/1994 - 05/15/1998 | WEEHAWKEN, NJ | |
B | 01/13/1993 - 06/03/1994 | NEW YORK, NY | |
B | 10/21/1992 - 12/10/1992 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.