Individual Firm
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JENNIFER LEAH CAPO
JENNIFER L ANTUZZI, JENNIFER LEAH ANTUZZI
CRD#: 2255038
IA
B
NEWEDGE ADVISORSCRD#: 171351 155 N. Lake Ave.
Suite 800
Pasadena, CA 91101
Suite 800
Pasadena, CA 91101
0
Disclosures
32
Years of Experience
View By:
State Registrations
IA
California 5/23/2022
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Registered with this firm since 5/23/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2010 - 04/27/2022 | PASADENA, CA | |
B | 01/13/2010 - 04/27/2022 | PASADENA, CA | |
IA | 03/21/2007 - 11/13/2009 | PASADENA, CA | |
B | 09/21/2005 - 11/13/2009 | PASADENA, CA | |
IA | 09/21/2005 - 12/15/2006 | PASADENA, CA | |
IA | 10/07/2002 - 09/20/2005 | FULLERTON, CA | |
B | 09/17/2002 - 09/02/2005 | PHOENIX, AZ | |
B | 10/12/2001 - 04/25/2002 | ST. LOUIS, MO | |
B | 05/01/1998 - 10/16/2001 | IRVINE, CA | |
B | 03/11/1998 - 05/01/1998 | NORTHRIDGE, CA | |
B | 08/28/1997 - 03/10/1998 | IRVINE, CA | |
B | 11/19/1993 - 08/28/1997 | SAN FRANCISCO, CA | |
B | 03/18/1993 - 11/19/1993 | PORTLAND, OR | |
B | 07/24/1992 - 03/08/1993 | NORTHRIDGE, CA |
PASADENA, CA
01/13/2010 - 04/27/2022
PASADENA, CA
09/21/2005 - 11/13/2009
FULLERTON, CA
10/07/2002 - 09/20/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.