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JOHN CHARLES BRUGGMAN
CRD#: 2254973
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 202 SOUTH MAIN STREET
REIDSVILLE, NC 27320
CETERA INVESTMENT SERVICES LLCCRD#: 15340 202 SOUTH MAIN STREET
REIDSVILLE, NC 27320
Registration History
19952000200520102015202020252 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2017 (9 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1996 - 2002 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1996 (3 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1992 - 1993 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2017 (8 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2000 - 2002 (1 year)
License(s)

State Registrations

B
Delaware 5/7/2021

B
North Carolina 5/16/2017

B
Florida 5/16/2017

IA
North Carolina 5/16/2017

B
Georgia 8/1/2023

B
South Carolina 5/16/2017

B
Kentucky 5/16/2017

B
Virginia 5/16/2017

B
New Jersey 3/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
202 SOUTH MAIN STREET, REIDSVILLE, NC 27320
Registered with this firm since 5/16/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
202 SOUTH MAIN STREET, REIDSVILLE, NC 27320
Registered with this firm since 5/16/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 05/17/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) GREENSBORO, NC
B
03/19/2008 - 05/17/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) GREENSBORO, NC
IA
03/31/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) GREENSBORO, NC
IA
03/14/2008 - 03/27/2008 LPL FINANCIAL CORPORATION (CRD#:6413) WINSTON SALEM, NC
B
03/14/2008 - 03/27/2008 LPL FINANCIAL CORPORATION (CRD#:6413) WINSTON SALEM, NC
IA
12/12/2005 - 03/13/2008 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WINSTON-SALEM, NC
B
12/12/2005 - 03/13/2008 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WINSTON-SALEM, NC
IA
01/03/2005 - 12/09/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MOCKSVILLE, NC
B
01/03/2005 - 12/09/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
09/30/2002 - 01/03/2005 NCF FINANCIAL SERVICES, INC. (CRD#:120471) MOCKSVILLE, NC
B
09/30/2002 - 01/03/2005 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DURHAM, NC
IA
12/31/2000 - 09/30/2002 INVEST FINANCIAL CORPORATION (CRD#:12984) MOCKSVILLE, NC
B
08/01/1996 - 09/30/2002 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
03/26/1993 - 07/31/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/11/1992 - 02/09/1993 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.