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TODD EDWARD MITCHELL
CRD#: 2253818
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 15 E. MAIN STREET
SUITE 218
WESTMINSTER, MD 21157
SUITE 218
WESTMINSTER, MD 21157
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 11/30/2020
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Missouri 11/30/2020
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Arizona 4/17/2009
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New Jersey 12/4/2019
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Arkansas 11/30/2020
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New Mexico 4/17/2009
B
California 10/3/2017
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New York 4/20/2015
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Colorado 10/11/2013
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North Carolina 4/17/2009
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Connecticut 11/30/2020
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North Carolina 6/22/2009
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Delaware 6/28/2018
B
Ohio 11/30/2020
B
District of Columbia 1/16/2019
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Oregon 1/7/2019
B
Florida 4/17/2009
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Pennsylvania 4/17/2009
B
Georgia 4/17/2009
B
Rhode Island 11/30/2020
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Hawaii 11/30/2020
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South Carolina 4/17/2009
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Illinois 4/17/2009
B
Tennessee 4/1/2015
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Indiana 11/30/2020
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Texas 4/17/2009
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Kansas 11/30/2020
IA
Texas 1/17/2013
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Kentucky 9/19/2019
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Utah 4/17/2009
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Louisiana 11/30/2020
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Vermont 11/30/2020
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Maine 11/30/2020
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Virginia 4/17/2009
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Maryland 4/17/2009
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Washington 12/2/2015
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Maryland 5/13/2009
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West Virginia 11/30/2020
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Massachusetts 4/17/2009
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Wisconsin 11/30/2020
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Michigan 11/30/2020
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Wyoming 11/7/2023
SRO Registrations
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Registered with this firm since 5/13/2009
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Registered with this firm since 4/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 05/07/2009 | WESTMINSTER, MD | |
B | 02/21/2006 - 05/07/2009 | WESTMINSTER, MD | |
IA | 10/18/1996 - 02/21/2006 | WESTMINSTER, MD | |
B | 08/24/1992 - 02/21/2006 | WESTMINSTER, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.