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JOHN DAVID AWE
CRD#: 2253804
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9110 STRADA PL 3RD FLOOR
[F9-RBO]
NAPLES, FL 34108
Registration History
19952000200520102015202020252 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2002 (2 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1995 - 2000 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1995 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2011 (6 years)
Disclosure(s)
View By:
3/9/2006
Customer Dispute
Denied
7/25/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/7/2024

IA
Minnesota 11/5/2013

B
Arizona 1/3/2011

B
Mississippi 5/3/2024

B
California 1/3/2011

B
Missouri 4/8/2011

IA
California 1/3/2011

B
Nevada 2/18/2022

B
Colorado 6/16/2022

B
New Hampshire 5/3/2024

B
Connecticut 5/3/2024

B
New Jersey 5/3/2024

B
Delaware 9/15/2023

B
New York 1/3/2011

B
District of Columbia 5/3/2024

B
North Carolina 1/3/2011

B
Florida 1/3/2011

B
Ohio 5/5/2024

IA
Florida 3/19/2021

B
Oregon 5/3/2024

B
Georgia 5/3/2024

B
Pennsylvania 5/3/2024

B
Hawaii 5/3/2024

B
Rhode Island 5/3/2024

B
Illinois 5/3/2024

B
South Carolina 5/3/2024

B
Indiana 5/3/2024

B
South Dakota 2/8/2018

B
Iowa 1/3/2011

B
Tennessee 9/23/2015

B
Kentucky 5/3/2024

B
Texas 5/3/2024

B
Louisiana 6/4/2018

IA
Texas 5/4/2024

B
Maine 5/3/2024

B
Vermont 5/3/2024

B
Maryland 5/3/2024

B
Virginia 5/3/2024

B
Massachusetts 5/3/2024

B
Washington 5/3/2024

B
Michigan 5/3/2024

B
West Virginia 5/3/2024

B
Minnesota 1/3/2011

B
Wisconsin 9/22/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9110 STRADA PL 3RD FLOOR [F9-RBO], NAPLES, FL 34108
NAPLES, FL
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9110 STRADA PL 3RD FLOOR [F9-RBO], NAPLES, FL 34108
NAPLES, FL
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/01/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
12/14/2000 - 12/06/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
11/03/1995 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
08/13/1992 - 11/28/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.