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PATRICK JOSEPH FAZIO III
PAT FAZIO III, PATRICK J FAZIO
CRD#: 2253731
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 99101 OVERSEAS HIGHWAY
SUITE 2
KEY LARGO, FL 33037
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 99101 OVERSEAS HIGHWAY
SUITE 2
KEY LARGO, FL 33037
Registration History
19952000200520102015202020252 FIRMS1992 - 1994 (1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Colorado 7/27/2016

B
Missouri 1/14/2015

B
Florida 1/14/2015

IA
Missouri 11/27/2024

IA
Florida 2/2/2015

B
New Jersey 6/13/2024

B
Georgia 1/13/2025

B
North Carolina 11/21/2019

B
Hawaii 7/30/2024

B
Ohio 2/17/2015

B
Illinois 1/14/2015

B
Pennsylvania 11/25/2024

B
Indiana 7/2/2021

B
South Carolina 8/28/2017

B
Kansas 1/13/2025

B
Virginia 9/16/2022

B
Kentucky 4/17/2018

B
Wisconsin 3/24/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
99101 OVERSEAS HIGHWAY SUITE 2, KEY LARGO, FL 33037
St. Louis, MO
Registered with this firm since 2/2/2015

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
99101 OVERSEAS HIGHWAY SUITE 2, KEY LARGO, FL 33037
St. Louis, MO
Registered with this firm since 1/14/2015

Previous Registration(s)
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IA
02/25/2011 - 01/20/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MARATHON, FL
B
02/22/2011 - 01/20/2015 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MARATHON, FL
IA
02/26/2009 - 02/23/2011 EDWARD JONES (CRD#:250) ISLAMORADA, FL
B
01/21/2009 - 02/23/2011 EDWARD JONES (CRD#:250) ISLAMORADA, FL
B
11/17/1992 - 01/20/1994 EQUICO SECURITIES, INC. (CRD#:6627)
B
11/17/1992 - 01/20/1994 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.