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Detailed Report
David Christopher LeBrun
CHRISTOPHER LEBRUN, DAVID CHRISTOPHER LEBRUN, David LeBrun
CRD#: 2253674
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 E COLORADO BLVD
PASADENA, CA 91101
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (5 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2018 - 2019 (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2015 - 2018 (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2014 (5 years)BPRUCO SECURITIES, LLC. (CRD# 5685)1994 - 2009 (14 years)BASSOCIATED SECURITIES CORP. (CRD# 12969)1994 - 1994 (<1 year)BCALIFORNIA ONE INVESTMENTS (CRD# 27037)1992 - 1994 (1 year)IAEAGLE STRATEGIES LLC (CRD# 110826)2009 - 2010 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2009 (8 years)
License(s)

State Registrations

B
Arizona 9/16/2021
B
Oregon 9/16/2021
B
California 10/21/2019
B
Tennessee 10/12/2023
IA
California 11/2/2020
B
Texas 9/16/2021
B
Florida 9/16/2021
IA
Texas 10/6/2021
B
Georgia 6/3/2024
B
Utah 6/3/2024
B
Kentucky 6/12/2023
B
Washington 9/16/2021
B
Nevada 9/16/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 11/2/2020
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 10/21/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/04/2018 - 09/30/2019 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Glendale, CA
B
 10/15/2015 - 01/04/2018 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) VERDUGO CITY, CA
B
 04/28/2009 - 10/20/2014 NYLIFE SECURITIES LLC (CRD#:5167) GLENDALE, CA
IA
 06/17/2009 - 06/24/2010 EAGLE STRATEGIES LLC (CRD#:110826) PASADENA, CA
IA
 03/30/2001 - 04/08/2009 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ARCADIA, CA
B
 09/08/1994 - 04/08/2009 PRUCO SECURITIES, LLC. (CRD#:5685) ARCADIA, CA
B
 05/26/1994 - 08/30/1994 ASSOCIATED SECURITIES CORP. (CRD#:12969) BOSTON, MA
B
 11/30/1992 - 06/28/1994 CALIFORNIA ONE INVESTMENTS (CRD#:27037)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.