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Detailed Report
DENISE MARIE SATTERTHWAITE
DENISE MARIE FRENCH, DENISE SATTERTHWAITE
CRD#: 2253651
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 160 HOPWOOD RD
COLLEGEVILLE, PA 19426
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BWADDELL & REED (CRD# 866)2005 - 2021 (15 years)BPFS INVESTMENTS INC. (CRD# 10111)1992 - 1993 (<1 year)IAWADDELL & REED (CRD# 866)2009 - 2021 (12 years)
Disclosure(s)
View By:
4/9/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/21/2021
B
Maryland 7/21/2021
B
California 7/21/2021
B
New Jersey 7/21/2021
B
Colorado 7/21/2021
B
New York 7/21/2021
B
Connecticut 7/21/2021
B
North Carolina 7/21/2021
B
Delaware 7/21/2021
B
Ohio 7/21/2021
B
Florida 7/21/2021
B
Pennsylvania 7/21/2021
B
Georgia 7/21/2021
IA
Pennsylvania 7/21/2021
B
Indiana 7/21/2021
B
South Carolina 7/21/2021
B
Louisiana 5/16/2023
B
Virginia 7/21/2021
B
Maine 7/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
160 HOPWOOD RD, COLLEGEVILLE, PA 19426
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
160 HOPWOOD RD, COLLEGEVILLE, PA 19426
Registered with this firm since 7/21/2021
Previous Registration(s)
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IA
 01/12/2009 - 07/21/2021 WADDELL & REED (CRD#:866) COLLEGEVILLE, PA
B
 09/13/2005 - 07/21/2021 WADDELL & REED (CRD#:866) COLLEGEVILLE, PA
B
 10/14/1992 - 07/30/1993 PFS INVESTMENTS INC. (CRD#:10111)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.