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Detailed Report
Mark Schechter
Mark S. Schechter, Mark Steven Schechter
CRD#: 2253207
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Pkwy, Bldg A
Plano, TX 75024
Registration History
19952000200520102015202020252 FIRMS2002 - 2005 (3 years)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2011 - 2012 (1 year)BWACHOVIA SECURITIES, INC. (CRD# 19616)1999 - 2002 (2 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1994 - 1999 (5 years)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)1993 - 1994 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1993 (<1 year)IAPLACEMARK INVESTMENTS, INC. (CRD# 114680)2006 - 2007 (1 year)IAWACHOVIA SECURITIES, INC. (CRD# 19616)2000 - 2002 (2 years)
License(s)

State Registrations

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Alabama 3/2/2021
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Nebraska 3/2/2021
B
Alaska 3/2/2021
B
Nevada 3/2/2021
B
Arizona 3/2/2021
B
New Hampshire 3/2/2021
B
Arkansas 3/2/2021
B
New Jersey 3/2/2021
B
California 3/2/2021
B
New Mexico 3/2/2021
B
Colorado 3/2/2021
B
New York 3/2/2021
B
Connecticut 3/2/2021
B
North Carolina 3/2/2021
B
Delaware 3/2/2021
B
North Dakota 3/2/2021
B
District of Columbia 3/2/2021
B
Ohio 3/3/2021
B
Florida 3/2/2021
B
Oklahoma 3/2/2021
B
Georgia 3/2/2021
B
Oregon 3/2/2021
B
Hawaii 3/2/2021
B
Pennsylvania 3/2/2021
B
Idaho 3/2/2021
B
Puerto Rico 3/2/2021
B
Illinois 3/2/2021
B
Rhode Island 3/2/2021
B
Indiana 3/2/2021
B
South Carolina 3/2/2021
B
Iowa 3/2/2021
B
South Dakota 3/2/2021
B
Kansas 3/2/2021
B
Tennessee 3/2/2021
B
Kentucky 3/2/2021
B
Texas 3/2/2021
B
Louisiana 3/2/2021
IA
Texas 3/2/2021
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Maine 3/2/2021
B
Utah 3/2/2021
B
Maryland 3/2/2021
B
Vermont 3/2/2021
B
Massachusetts 3/2/2021
B
Virgin Islands 3/2/2021
B
Michigan 3/2/2021
B
Virginia 3/2/2021
B
Minnesota 3/2/2021
B
Washington 3/2/2021
B
Mississippi 3/2/2021
B
West Virginia 3/2/2021
B
Missouri 3/2/2021
B
Wisconsin 3/2/2021
B
Montana 3/2/2021
B
Wyoming 3/2/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, Bldg A, Plano, TX 75024
Registered with this firm since 3/2/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, Bldg A, Plano, TX 75024
Registered with this firm since 3/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/08/2020 - 01/14/2021 ADVICE AND PLANNING SERVICES (CRD#:20472) LEWISVILLE, TX
B
 09/09/2020 - 01/14/2021 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) LEWISVILLE, TX
IA
 09/18/2018 - 09/04/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
B
 08/20/2018 - 09/04/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
B
 08/18/2011 - 11/06/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
IA
 01/13/2006 - 06/11/2007 PLACEMARK INVESTMENTS, INC. (CRD#:114680) DALLAS, TX
IA
 09/06/2002 - 09/13/2005 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
B
 08/28/2002 - 09/13/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
IA
 02/14/2000 - 08/14/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) RICHMOND, VA
B
 10/01/1999 - 08/14/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 08/30/1994 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 07/19/1993 - 08/19/1994 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) LOS ANGELES, CA
B
 09/11/1992 - 01/12/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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