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Detailed Report
BARRETT GILBERT BENTON
CRD#: 2253071
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
Registration History
19952000200520102015202020252 FIRMS2002 - Present (22 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1992 - 2002 (9 years)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
Disclosure(s)
View By:
8/24/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/16/2022
B
New Jersey 3/7/2024
B
Arizona 6/27/2022
B
New York 6/15/2002
B
California 6/16/2022
B
North Carolina 6/15/2002
B
Colorado 12/9/2022
B
Ohio 4/14/2022
B
Florida 6/15/2002
B
Pennsylvania 4/14/2022
B
Georgia 6/15/2002
B
Puerto Rico 7/5/2022
IA
Georgia 2/18/2003
B
South Carolina 6/15/2002
B
Hawaii 10/4/2022
B
Tennessee 6/16/2022
B
Kansas 1/30/2023
B
Texas 6/16/2022
B
Maryland 11/4/2021
IA
Texas 9/22/2022
B
Massachusetts 1/6/2025
B
Utah 4/22/2024
B
Michigan 1/16/2003
B
Virginia 11/8/2018
B
Mississippi 4/22/2024
B
Washington 4/22/2024
B
Missouri 2/10/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 6/21/2002
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 6/15/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/28/2002 - 06/21/2002 WACHOVIA SECURITIES, INC. (CRD#:431) SAVANNAH, GA
B
 08/12/1992 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.