Individual Firm
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JOHN B SINCLAIR JR
JOHN BURLESON SINCLAIR JR, JOHN BURLESON SINCLAIR
CRD#: 2252998
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Weare, NH
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Weare, NH
0
Disclosures
29
Years of Experience
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State Registrations
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New Hampshire 3/17/2020
IA
New Hampshire 2/18/2025
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2016 - 10/08/2018 | ANDOVER, MA | |
IA | 08/19/2010 - 08/19/2014 | MERRIMACK, NH | |
B | 07/17/2000 - 08/18/2014 | MERRIMACK, NH | |
B | 07/07/1992 - 09/09/1997 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.