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Detailed Report
PATRICK JOSEPH REILLEY
CRD#: 2252392
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 1082 NUMIDIA DR
CATAWUSSA, PA 17820
LINCOLN INVESTMENTCRD#: 519 1082 NUMIDIA DRIVE
CATAWISSA, PA 17820
Registration History
1995200020052010201520202025IACAPITAL ANALYSTS (CRD# 162200)2015 - Present (9 years)IALINCOLN INVESTMENT (CRD# 519)2011 - Present (13 years)BLINCOLN INVESTMENT (CRD# 519)1993 - Present (31 years)BHIBBARD BROWN & CO., INC. (CRD# 18246)1992 - 1993 (1 year)
Disclosure(s)
View By:
2/27/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 4/30/2003
B
Pennsylvania 6/28/1993
B
Indiana 1/3/2019
IA
Pennsylvania 6/28/2011
B
Maine 4/5/2005
B
South Carolina 4/13/2015
B
New Jersey 1/22/2001
B
Tennessee 1/13/2022
B
New York 6/3/2004
B
Virginia 1/16/1997
B
North Carolina 1/10/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
1082 NUMIDIA DR, CATAWUSSA, PA 17820
Registered with this firm since 4/15/2015
IA
LINCOLN INVESTMENT (CRD#:519)
1082 NUMIDIA DRIVE, CATAWISSA, PA 17820
Registered with this firm since 6/28/2011
B
LINCOLN INVESTMENT (CRD#:519)
1082 NUMIDIA DRIVE, CATAWISSA, PA 17820
Registered with this firm since 6/28/1993
Previous Registration(s)
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B
 06/24/1992 - 07/15/1993 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.