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BRIAN CHRISTOPHER THOMPSON
BRIAN CHRISTOPHER THOMPSON SR, BRIAN THOMPSON, CHRIS THOMPSON
CRD#: 2252050
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 9400 Mission Road
Prairie Village, KS 66206
Prairie Village, KS 66206
0
Disclosures
27
Years of Experience
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State Registrations
B
California 5/8/2024
B
Missouri 12/2/2017
B
Kansas 12/2/2017
B
Oklahoma 5/24/2024
IA
Kansas 12/2/2017
SRO Registrations
B
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IA
Registered with this firm since 12/2/2017
B
Registered with this firm since 12/2/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/28/2003 - 12/01/2017 | PRAIRIE VILLAGE, KS | |
B | 02/10/1998 - 12/01/2017 | PRAIRIE VILLAGE, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.