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Detailed Report
BRIAN EUGENE GRABER
CRD#: 2250992
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 732 KENNESAW AVE NW
STE 300
MARIETTA, GA 30060
Registration History
19952000200520102015202020252 FIRMS1992 - 1995 (2 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2022 (25 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1995 - 1996 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2022 (18 years)
Disclosure(s)
View By:
4/1/2002
Customer Dispute
Denied
4/4/2001
Customer Dispute
Settled
4/14/1996
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/22/2022
B
Mississippi 11/23/2022
B
California 11/22/2022
B
New York 3/27/2023
B
Delaware 12/5/2022
B
North Carolina 11/22/2022
B
District of Columbia 11/22/2022
B
Pennsylvania 11/22/2022
B
Florida 11/22/2022
B
South Carolina 12/6/2022
B
Georgia 11/22/2022
B
Tennessee 11/22/2022
IA
Georgia 12/2/2022
IA
Tennessee 7/12/2024
B
Illinois 3/20/2023
B
Texas 11/22/2022
B
Louisiana 6/2/2023
IA
Texas 11/22/2022
B
Maryland 11/23/2022
B
Virginia 6/14/2023
B
Massachusetts 11/23/2022
B
Wisconsin 3/20/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
732 KENNESAW AVE NW STE 300, MARIETTA, GA 30060
Monteagle, TN
Registered with this firm since 11/22/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
732 KENNESAW AVE NW STE 300, MARIETTA, GA 30060
Monteagle, TN
Registered with this firm since 11/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/15/2004 - 11/23/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 07/31/1997 - 11/23/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 02/08/1995 - 12/11/1996 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
B
 06/23/1992 - 01/23/1995 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 06/23/1992 - 01/23/1995 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.