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Jose Antonio Navarro
JOSE A NAVARRO, JOSE ANTONIO NAVARRO, TONY NAVARRO
CRD#: 2250454
IA
Investment Adviser
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Previous Broker
NEWBRIDGE FINANCIAL SERVICES GROUP, INC.CRD#: 130814 4340 GENESEE AVE
SUITE 205
SAN DIEGO, CA 92117
Registration History
19952000200520102015202020252 FIRMS2017 - 2023 (5 years)IANEWBRIDGE FINANCIAL SERVICES G... (CRD# 130814)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2017 (8 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2007 - 2009 (2 years)BBROOKSTREET SECURITIES CORPORATION (CRD# 14667)1995 - 2007 (12 years)BSECURITIES WEST, INC. (CRD# 4898)1993 - 1995 (1 year)BFORTIS INVESTORS, INC. (CRD# 421)1992 - 1993 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2017 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2014 (<1 year)
Disclosure(s)
View By:
8/15/2023
Employment Separation After Allegations
5/25/2023
Investigation
License(s)

State Registrations

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California 5/23/2024

Current Registration(s)
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NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814)
4340 GENESEE AVE SUITE 205, SAN DIEGO, CA 92117
Registered with this firm since 5/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
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12/07/2017 - 08/15/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Los Angeles, CA
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12/07/2017 - 08/15/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Los Angeles, CA
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01/31/2017 - 12/13/2017 LPL FINANCIAL LLC (CRD#:6413) LOS ANGELES, CA
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09/08/2009 - 12/13/2017 LPL FINANCIAL LLC (CRD#:6413) LOS ANGELES, CA
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12/17/2013 - 06/02/2014 LPL FINANCIAL LLC (CRD#:6413) LOS ANGELES, CA
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07/05/2007 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) LOS ANGELES, CA
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02/21/1995 - 07/12/2007 BROOKSTREET SECURITIES CORPORATION (CRD#:14667) LOS ANGELES, CA
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08/16/1993 - 02/28/1995 SECURITIES WEST, INC. (CRD#:4898) SANTA ANA, CA
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06/27/1992 - 08/17/1993 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.