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NATHAN PAUL MACDONALD
CRD#: 2250393
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 134 MAIN ST
AUBURN, ME 04210
CETERA ADVISORS LLCCRD#: 10299 134 MAIN ST
AUBURN, ME 04210
Registration History
19952000200520102015202020252 FIRMS1992 - 1995 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2002 - 2016 (14 years)BFFP SECURITIES, INC. (CRD# 16337)1996 - 2002 (6 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2016 (11 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2002 - 2005 (2 years)
Disclosure(s)
View By:
5/15/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 6/4/2019

IA
Maine 3/21/2024

B
Florida 10/3/2016

B
Massachusetts 10/3/2016

B
Hawaii 10/3/2016

B
New Hampshire 10/3/2016

B
Maine 10/3/2016

B
Ohio 10/3/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
134 MAIN ST, AUBURN, ME 04210
DOVER FOXCROFT, ME
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
134 MAIN ST, AUBURN, ME 04210
DOVER FOXCROFT, ME
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
06/16/2005 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) AUBURN, ME
B
05/29/2002 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) AUBURN, ME
IA
07/09/2002 - 06/16/2005 EASTERN POINT ADVISORS INC. (CRD#:107123) AUBURN, ME
B
03/21/1996 - 05/31/2002 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
07/31/1992 - 11/27/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
07/31/1992 - 11/27/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.