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WILLIAM ALEXANDER PHIFER
CRD#: 2250244
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1021 E CARY ST
[V2/V9-RBO]
RICHMOND, VA 23219
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - Present (22 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1998 - 2000 (2 years)BCOMPULIFE INVESTOR SERVICES, INC. (CRD# 21543)1996 - 1998 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1996 (1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1992 - 1995 (2 years)BF.N. WOLF & CO., INC. (CRD# 13051)1992 - 1992 (<1 year)
Disclosure(s)
View By:
10/19/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/6/2010

B
Minnesota 4/25/2024

B
Arizona 9/5/2024

B
Missouri 11/6/2023

B
California 1/16/2019

B
Nevada 6/12/2013

B
Colorado 10/18/2022

B
New Mexico 2/9/2024

B
Delaware 9/25/2019

B
New York 10/4/2024

B
District of Columbia 3/6/2019

B
North Carolina 6/15/2002

B
Florida 6/15/2002

B
Ohio 3/27/2015

B
Georgia 7/24/2020

B
Pennsylvania 6/15/2002

B
Illinois 10/21/2022

B
South Carolina 1/15/2003

B
Kentucky 5/5/2008

B
Texas 10/22/2024

B
Louisiana 12/12/2023

B
Virginia 6/15/2002

B
Maine 8/6/2024

IA
Virginia 6/20/2002

B
Maryland 9/30/2024

B
Washington 5/10/2012

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1021 E CARY ST [V2/V9-RBO], RICHMOND, VA 23219
Registered with this firm since 6/20/2002

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1021 E CARY ST [V2/V9-RBO], RICHMOND, VA 23219
Registered with this firm since 6/15/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/13/2000 - 06/20/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
02/14/2000 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
02/18/1998 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
B
08/07/1996 - 02/18/1998 COMPULIFE INVESTOR SERVICES, INC. (CRD#:21543) ST. CLOUD, MN
B
05/22/1995 - 05/23/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
09/15/1992 - 05/31/1995 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
07/21/1992 - 09/01/1992 F.N. WOLF & CO., INC. (CRD#:13051)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.