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Gilbert Good
CRD#: 225021
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2013 (6 years)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)1996 - 2006 (9 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1996 (7 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1977 - 1989 (12 years)BSTERN, FRANK, MEYER & FOX, INC... (CRD# 790)1976 - 1977 (<1 year)BQUINCY CASS ASSOCIATES, INC. (CRD# 686)1970 - 1976 (6 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2006 (2 years)
Disclosure(s)
View By:
6/23/2014
Customer Dispute
Closed-No Action
12/4/2006
Customer Dispute
Settled
2/17/2006
Customer Dispute
Settled
7/5/2001
Customer Dispute
Denied
11/23/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/12/2014

B
New Jersey 6/12/2014

B
California 6/13/2014

B
New York 6/12/2014

IA
California 6/13/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 6/13/2014

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 6/12/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/25/2013 - 06/26/2014 D.A. DAVIDSON & CO. (CRD#:199) WESTLAKE VILLAGE, CA
B
11/25/2013 - 06/26/2014 D.A. DAVIDSON & CO. (CRD#:199) WESTLAKE VILLAGE, CA
IA
11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) WESTLAKE VILLAGE, CA
B
11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) WESTLAKE VILLAGE, CA
IA
12/06/2006 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) WESTLAKE VILLAGE, CA
B
12/06/2006 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) WESTLAKE VILLAGE, CA
IA
04/07/2006 - 12/07/2006 SEIDLER INVESTMENT ADVISORS INCORPORATED (CRD#:107778) WESTLAKE VILLAGE, CA
B
04/07/2006 - 12/07/2006 THE SEIDLER COMPANIES INCORPORATED (CRD#:3911) WESTLAKE VILLAGE, CA
IA
05/13/2003 - 04/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) WESTLAKE VILLAGE, CA
B
11/20/1996 - 04/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
05/25/1989 - 11/12/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
04/07/1977 - 06/06/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
B
10/05/1976 - 08/16/1977 STERN, FRANK, MEYER & FOX, INCORPORATED (CRD#:790)
B
07/22/1970 - 11/12/1976 QUINCY CASS ASSOCIATES, INC. (CRD#:686)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.