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Detailed Report
LISA A BOSTEDO
LISA A PFEIL, LISA PFEIL
CRD#: 2249250
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5862 BAUM BLVD
PITTSBURGH, PA 15206
Registration History
19952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 1/29/2010
B
Michigan 10/2/2009
B
Arkansas 7/20/2021
B
Missouri 7/1/2011
B
California 10/2/2009
B
Nevada 7/1/2011
B
Colorado 10/2/2009
B
New Hampshire 2/2/2022
IA
Connecticut 10/2/2009
B
New Jersey 10/2/2009
B
Connecticut 2/2/2022
B
New York 10/2/2009
B
Delaware 7/13/2020
B
North Carolina 10/5/2009
B
District of Columbia 7/1/2011
B
Ohio 10/2/2009
B
Florida 10/2/2009
B
Pennsylvania 10/2/2009
B
Georgia 10/2/2009
IA
Pennsylvania 6/15/2010
B
Illinois 10/2/2009
B
South Carolina 10/2/2009
B
Indiana 10/2/2009
B
Tennessee 10/2/2009
B
Kentucky 10/14/2021
B
Texas 10/2/2009
B
Louisiana 7/1/2011
IA
Texas 10/2/2009
B
Maine 9/28/2018
B
Virginia 10/2/2009
B
Maryland 10/2/2009
B
Washington 10/2/2009
B
Massachusetts 7/13/2020
B
West Virginia 10/2/2009

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5862 BAUM BLVD, PITTSBURGH, PA 15206
Registered with this firm since 10/2/2009
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5862 BAUM BLVD, PITTSBURGH, PA 15206
Registered with this firm since 10/2/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 10/29/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PITTSBURGH, PA
B
 06/01/2009 - 10/29/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PITTSBURGH, PA
IA
 09/04/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PITTSBURGH, PA
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PITTSBURGH, PA
B
 07/06/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.