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Detailed Report
JEFFREY MICHAEL GOLD
CRD#: 2248495
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 11065 COUNTRYWAY BLVD
TAMPA, FL 33626
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 11065 COUNTRYWAY BLVD
TAMPA, FL 33626
Registration History
19952000200520102015202020252 FIRMS1998 - 2002 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - Present (22 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1993 - 1998 (4 years)BBARRON CHASE SECURITIES, INC. (CRD# 18969)1993 - 1993 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (1 year)IALEGACY WEALTH ADVISORS, LLC (CRD# 124130)2003 - 2009 (6 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2003 - 2004 (1 year)
License(s)

State Registrations

B
Colorado 8/8/2003
B
New Jersey 2/14/2006
B
Florida 8/16/2002
B
New York 5/17/2004
IA
Florida 8/12/2009
B
North Carolina 9/26/2013
B
Georgia 11/10/2008
B
Tennessee 4/29/2015
B
Illinois 8/11/2011
B
Texas 8/27/2019
B
Kansas 8/13/2020
IA
Texas 3/4/2020
B
Louisiana 8/16/2002
B
Wisconsin 12/8/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
11065 COUNTRYWAY BLVD, TAMPA, FL 33626
Odessa, FL
Registered with this firm since 1/2/2009
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
11065 COUNTRYWAY BLVD, TAMPA, FL 33626
Clearwater, FL
Registered with this firm since 8/16/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/29/2008 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) TAMPA, FL
IA
 01/01/2003 - 09/10/2009 LEGACY WEALTH ADVISORS, LLC (CRD#:124130) TAMPA, FL
IA
 07/16/2003 - 12/31/2004 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) TAMPA, FL
IA
 07/17/1998 - 08/30/2002 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) TAMPA, FL
B
 07/15/1998 - 08/30/2002 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 08/28/1993 - 06/22/1998 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
B
 06/09/1993 - 08/27/1993 BARRON CHASE SECURITIES, INC. (CRD#:18969)
FINRA expelled the firm on 02/28/2002
BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.