Individual Firm
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EDWARD BRETT LEWIS
CRD#: 2248235
IA
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AGP FRANKLIN, LLCCRD#: 331699 725 COOL SPRINGS BLVD.
SUITE 330
FRANKLIN, TN 37067
SUITE 330
FRANKLIN, TN 37067
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11/8/2010
Customer Dispute
Withdrawn
11/7/2007
Customer Dispute
Closed-No Action
11/14/1996
Judgment / Lien
State Registrations
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Tennessee 9/3/2024
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Texas 9/3/2024
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Registered with this firm since 9/3/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/16/2020 - 09/03/2024 | Franklin, TN | |
IA | 04/01/2011 - 09/09/2020 | FRANKLIN, TN | |
B | 03/29/2011 - 09/09/2020 | FRANKLIN, TN | |
IA | 06/30/2004 - 04/11/2011 | NASHVILLE, TN | |
B | 06/02/2004 - 04/11/2011 | NASHVILLE, TN | |
B | 03/30/2004 - 06/02/2004 | DALLAS, TX | |
B | 09/14/1994 - 10/18/1995 | DALLAS, TX | |
B | 03/22/1994 - 09/13/1994 | LITTLE ROCK, AR | |
B | 06/17/1992 - 04/07/1994 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.