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Detailed Report
MICHAEL DAVID CREGO
MICHAEL D CREGO, MIKE CREGO
CRD#: 2247915
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 1605 MARTHA BERRY BOULEVARD NW
ROME, GA 30165
Registration History
19952000200520102015202020252 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - Present (11 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1992 - 2008 (15 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
Disclosure(s)
View By:
11/15/1996
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/18/2013
B
Missouri 11/27/2013
B
Arizona 10/18/2013
B
Montana 10/18/2013
B
California 10/18/2013
B
New Jersey 1/30/2024
B
Colorado 3/25/2020
B
New Mexico 8/18/2021
B
Florida 10/18/2013
B
New York 7/30/2020
B
Georgia 10/18/2013
B
North Carolina 10/18/2013
IA
Georgia 10/22/2013
B
Ohio 10/18/2013
B
Hawaii 5/26/2023
B
Oregon 10/18/2013
B
Idaho 10/18/2013
B
Pennsylvania 6/17/2015
B
Illinois 10/18/2013
B
South Carolina 10/18/2013
B
Indiana 10/18/2013
B
Tennessee 10/18/2013
B
Kansas 1/2/2024
B
Texas 10/18/2013
B
Kentucky 10/18/2013
B
Utah 1/15/2025
B
Massachusetts 7/20/2016
B
Virginia 10/18/2013
B
Michigan 2/3/2025
B
West Virginia 10/18/2013
B
Minnesota 10/18/2013
B
Wisconsin 10/18/2013
B
Mississippi 10/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
1605 MARTHA BERRY BOULEVARD NW, ROME, GA 30165
Registered with this firm since 10/22/2013
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
1605 MARTHA BERRY BOULEVARD NW, ROME, GA 30165
Registered with this firm since 10/18/2013
Previous Registration(s)
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IA
 01/01/2008 - 10/21/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROME, GA
B
 01/01/2008 - 10/21/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROME, GA
B
 08/03/1992 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ROME, GA
IA
 07/11/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ROME, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.