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RONALD ROBERT NICLAS
RON NICLAS
CRD#: 2247683
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 HILTON HEAD ISLAND, SC
CETERA ADVISORS LLCCRD#: 10299 Hilton Head Island, SC
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1995 - 2022 (27 years)BFIRST AFFILIATED SECURITIES (CRD# 23737)1992 - 1995 (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1994 - 1995 (<1 year)BTRIPLE CHECK FINANCIAL SERVICE... (CRD# 13344)1992 - 1992 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2003 - 2012 (8 years)
License(s)

State Registrations

B
Arizona 9/8/2022

B
New Jersey 9/8/2022

B
Delaware 10/2/2024

B
New York 9/8/2022

B
Florida 9/8/2022

B
North Carolina 9/8/2022

B
Illinois 9/8/2022

IA
South Carolina 11/12/2020

B
Massachusetts 9/8/2022

B
South Carolina 9/8/2022

B
Nevada 9/8/2022

B
Virginia 10/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
HILTON HEAD ISLAND, SC
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
Hilton Head Island, SC
Registered with this firm since 9/8/2022

Previous Registration(s)
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01/12/1995 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) Hilton Head Island, SC
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) Hilton Head Island, SC
IA
11/13/2003 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) Hilton Head Island, SC
B
09/14/1992 - 08/29/1995 FIRST AFFILIATED SECURITIES (CRD#:23737) LA JOLLA, CA
B
12/15/1994 - 01/06/1995 FIRST ALLIED SECURITIES, INC. (CRD#:32444)
B
08/10/1992 - 09/18/1992 TRIPLE CHECK FINANCIAL SERVICES, INC. (CRD#:13344) BURBANK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.