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Detailed Report
JAMIE GRANT ELLIS
JAMIE G ELLIS
CRD#: 2246996
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Investment Adviser
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Previous Broker
INVESTMENT & TAX STRATEGIES, INC.CRD#: 157717 PARKER, CO
Registration History
1995200020052010201520202025IAINVESTMENT & TAX STRATEGIES, INC. (CRD# 157717)2011 - Present (13 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)1997 - 2018 (21 years)BFORTIS INVESTORS, INC. (CRD# 421)1992 - 1997 (5 years)IACALTON & ASSOCIATES, INC. (CRD# 20999)2007 - 2018 (11 years)IAINVESTMENT & TAX STRATEGIES, INC (CRD# 112513)2000 - 2007 (7 years)IAINVESTMENT & TAX STRATEGIES, INC (CRD# 112513)2000 - 2003 (3 years)
License(s)

State Registrations

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Colorado 11/16/2011
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Wisconsin 11/16/2011
Current Registration(s)
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INVESTMENT & TAX STRATEGIES, INC. (CRD#:157717)
PARKER, CO
Registered with this firm since 11/16/2011
Previous Registration(s)
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 03/16/2007 - 12/31/2018 CALTON & ASSOCIATES, INC. (CRD#:20999) PARKER, CO
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 06/11/1997 - 12/31/2018 CALTON & ASSOCIATES, INC. (CRD#:20999) PARKER, CO
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 03/14/2000 - 12/31/2007 INVESTMENT & TAX STRATEGIES, INC (CRD#:112513) ARVADA, CO
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 03/14/2000 - 12/31/2003 INVESTMENT & TAX STRATEGIES, INC (CRD#:112513) ARVADA, CO
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 06/15/1992 - 06/18/1997 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.