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Detailed Report
VICTOR RAYMOND STORCK
VICTOR R STORCK
CRD#: 2246902
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 Brea, CA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (9 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2006 - 2012 (6 years)BFINANCIAL NORTHEASTERN SECURIT... (CRD# 17007)2004 - 2005 (1 year)BADVEST, INC. (CRD# 10)2004 - 2004 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2004 (3 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 8/25/2020
B
Nevada 8/25/2020
B
California 2/11/2016
B
New Hampshire 8/25/2020
IA
California 2/12/2016
B
New York 8/25/2020
B
Colorado 8/25/2020
B
Oregon 8/25/2020
B
Connecticut 8/25/2020
B
Pennsylvania 8/25/2020
B
District of Columbia 8/25/2020
B
South Carolina 8/25/2020
B
Florida 8/25/2020
B
Tennessee 8/26/2020
B
Georgia 12/14/2020
B
Texas 8/25/2020
B
Idaho 8/25/2020
IA
Texas 8/25/2020
B
Illinois 8/25/2020
B
Utah 8/25/2020
B
Maryland 8/25/2020
B
Virginia 8/25/2020
B
Massachusetts 8/25/2020
B
Washington 8/25/2020
B
Michigan 8/25/2020
B
West Virginia 8/25/2020
B
Missouri 8/25/2020
B
Wisconsin 1/14/2021
B
Montana 4/26/2021
B
Wyoming 8/25/2020
B
Nebraska 8/25/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
Brea, CA
Registered with this firm since 2/12/2016
B
D.A. DAVIDSON & CO. (CRD#:199)
Brea, CA
Registered with this firm since 2/11/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/02/2014 - 01/28/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) LOS ANGELES, CA
B
 06/02/2014 - 01/28/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) LOS ANGELES, CA
IA
 10/09/2013 - 01/08/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEWPORT BEACH, CA
B
 08/30/2013 - 01/08/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEWPORT BEACH, CA
B
 01/31/2006 - 11/09/2012 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) LOS ANGELES, CA
B
 06/09/2004 - 10/10/2005 FINANCIAL NORTHEASTERN SECURITIES, INC. (CRD#:17007) FAIRFIELD, NJ
B
 05/11/2004 - 07/02/2004 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 10/01/2000 - 01/02/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 12/23/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.