Individual Firm
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JON MICHAEL FLETCHER
CRD#: 2246824
IA
B
SPCCRD#: 110692 921 W. New Hope Dr.
Ste. 102
Cedar Park, TX 78613
Ste. 102
Cedar Park, TX 78613
SIGMA FINANCIAL CORPORATIONCRD#: 14303 921 W. New Hope Dr.
Suite 102
Cedar Park, TX 78613
Suite 102
Cedar Park, TX 78613
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arkansas 1/2/2024
B
Louisiana 6/27/2024
B
California 8/20/2018
B
Texas 8/23/2017
B
Colorado 3/26/2024
IA
Texas 8/23/2017
B
Illinois 2/14/2024
B
Washington 11/27/2023
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/23/2017
B
Registered with this firm since 8/23/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2013 - 08/23/2017 | LAKEWAY, TX | |
B | 08/30/2013 - 08/23/2017 | LAKEWAY, TX | |
IA | 01/02/2009 - 09/04/2013 | AUSTIN, TX | |
B | 01/02/2009 - 09/04/2013 | AUSTIN, TX | |
B | 02/27/2009 - 09/13/2011 | AUSTIN, TX | |
IA | 05/02/2003 - 01/13/2009 | AUSTIN, TX | |
B | 05/02/2003 - 01/13/2009 | AUSTIN, TX | |
IA | 11/02/1999 - 05/27/2003 | AUSTIN, TX | |
B | 07/27/1993 - 05/21/2003 | SMITHFIELD, RI | |
B | 06/22/1992 - 07/01/1993 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.