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RICHARD JOSEPH APPALUCCIO
RICHARD J APPALUCCIO
CRD#: 2246542
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Investment Adviser
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Previous Broker
PROCYONCRD#: 288239 Little Falls, NJ
Registration History
1995200020052010201520202025IAPROCYON (CRD# 288239)2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - 2017 (5 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2006 - 2012 (6 years)BALLIANCEBERNSTEIN INVESTMENT R... (CRD# 14549)1996 - 2004 (8 years)BNEW ENGLAND SECURITIES (CRD# 615)1994 - 1995 (1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1992 - 1993 (<1 year)IAPROCYON INSTITUTIONAL PARTNERS... (CRD# 288244)2019 - 2021 (2 years)
License(s)

State Registrations

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New Jersey 6/25/2020

Current Registration(s)
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PROCYON (CRD#:288239)
Little Falls, NJ
Registered with this firm since 6/25/2020

Previous Registration(s)
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04/05/2019 - 12/31/2021 PROCYON INSTITUTIONAL PARTNERS, LLC (CRD#:288244) Little Falls, NJ
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05/15/2012 - 06/13/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
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01/23/2006 - 05/21/2012 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
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02/05/1996 - 09/15/2004 ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (CRD#:14549) NASHVILLE, TN
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07/28/1994 - 10/17/1995 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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09/01/1992 - 03/08/1993 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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