Individual Firm
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JOHN VINCENT IERVOLINO
CRD#: 2244901
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2385 NW Executive Center Drive
Suite 200
Boca Raton, FL 33431
Suite 200
Boca Raton, FL 33431
View By:
3/17/2010
Judgment / Lien
State Registrations
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Arizona 10/17/2023
B
Massachusetts 10/11/2023
B
California 10/10/2023
B
New Jersey 10/10/2023
B
Colorado 10/11/2023
B
New Mexico 10/10/2023
B
Connecticut 10/10/2023
B
New York 10/10/2023
B
District of Columbia 10/13/2023
B
North Carolina 10/16/2023
B
Florida 9/27/2016
B
Pennsylvania 10/11/2023
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Florida 7/26/2022
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South Carolina 10/11/2023
B
Georgia 12/14/2023
B
Texas 10/11/2023
B
Illinois 10/19/2023
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Texas 10/12/2023
B
Louisiana 10/13/2023
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Virginia 10/17/2023
SRO Registrations
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Registered with this firm since 7/26/2022
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Registered with this firm since 9/23/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/31/2012 - 10/30/2014 | BOCA RATON, FL | |
B | 05/27/2011 - 04/20/2012 | BOCA RATON, FL | |
B | 06/19/2003 - 05/27/2011 | BOCA RATON, FL | |
B | 03/06/2003 - 06/11/2003 | NEW YORK, NY | |
B | 02/02/1998 - 12/04/2002 | DALLAS, TX | |
B | 10/14/1997 - 02/02/1998 | JERSEY CITY, NJ | |
B | 08/22/1995 - 10/14/1997 | JERSEY CITY, NJ | |
B | 02/10/1994 - 06/29/1995 | LONG ISLAND CITY, NY | |
B | 09/11/1992 - 08/31/1993 | WEEHAWKEN, NJ | |
B | 07/23/1992 - 08/12/1993 | CARLE PLACE, NY |
CARLE PLACE, NY
07/23/1992 - 08/12/1993
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.